Compliance Norms in Financial Institutions: Measures, Case Studies and Best Practices by Tomasz BraunEnglish | PDF | 2019 | 356 Pages | ISBN : 3030249654 | 3.2 MB
Initially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny. Later, it started to spread to other regulated companies, in particular those publicly listed. Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners. This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms.