Securities Regulation

Wiley Series 63 Exam Review 2016 + Test Bank: The Uniform Securities Examination, 4 edition (repost)

Wiley Series 63 Exam Review 2016 + Test Bank: The Uniform Securities Examination, 4 edition by Securities Institute of America
English | 2015 | ISBN: 1119112451 | 204 pages | PDF + EPUB | 10,3 + 0,3 MB
Wiley Series 63 Exam Review 2016 + Test Bank: The Uniform Securities Examination, 4 edition

Wiley Series 63 Exam Review 2016 + Test Bank: The Uniform Securities Examination, 4 edition by Securities Institute of America
English | 2015 | ISBN: 1119112451 | 204 pages | PDF + EPUB | 10,3 + 0,3 MB

Securities Fraud: Detection, Prevention and Control  eBooks & eLearning

Posted by interes at Jan. 25, 2016
Securities Fraud: Detection, Prevention and Control

Securities Fraud: Detection, Prevention and Control by Louis L. Straney
English | 2010 | ISBN: 0470601574 | 208 pages | PDF | 2,6 MB
The Valuation Treadmill: How Securities Fraud Threatens the Integrity of Public Companies

The Valuation Treadmill: How Securities Fraud Threatens the Integrity of Public Companies
English | 2022 | ISBN: 1108837182 | 199 Pages | PDF | 1.27 MB
EU Prospectus Law: New Perspectives on Regulatory Competition in Securities Markets (repost)

Pierre Schammo, "EU Prospectus Law: New Perspectives on Regulatory Competition in Securities Markets"
Publisher: Cambridge University Press | ISBN 10: 0521517656 | 2011 | PDF | 416 pages | 5.1 MB

The Advantage of Competitive Federalism for Securities  eBooks & eLearning

Posted by insetes at May 29, 2020
The Advantage of Competitive Federalism for Securities

The Advantage of Competitive Federalism for Securities By Robert Romano
2003 | 312 Pages | ISBN: 0844741736 | PDF | 5 MB

Market Abuse Regulation: Commentary and Annotated Guide Ed 2  eBooks & eLearning

Posted by arundhati at Jan. 16, 2023
Market Abuse Regulation: Commentary and Annotated Guide  Ed 2

Marco Ventoruzzo, "Market Abuse Regulation: Commentary and Annotated Guide Ed 2"
English | ISBN: 0198871090 | 2022 | 720 pages | PDF | 7 MB

The Regulation of Securities Markets in China  eBooks & eLearning

Posted by AvaxGenius at Feb. 12, 2018
The Regulation of Securities Markets in China

The Regulation of Securities Markets in China By Weiping He
English | PDF,EPUB | 2018 | 295 Pages | ISBN : 1137567414 | 4.09 MB

This book offers an in-depth analysis of China’s contemporary securities markets regulatory system, with a focus on regulation in practice. Examining the roles of both the China Securities Regulatory Commission and local governments, He argues that the government has built and developed markets from scratch to address the needs of the state and the economy at large.

Securities Industry Essentials (Sie) Test Prep Course  eBooks & eLearning

Posted by ELK1nG at Sept. 21, 2022
Securities Industry Essentials (Sie) Test Prep Course

Securities Industry Essentials (Sie) Test Prep Course
Last updated 5/2020
MP4 | Video: h264, 1280x720 | Audio: AAC, 44.1 KHz
Language: English | Size: 3.12 GB | Duration: 12h 36m

You can view this course as a realistic alternative to paying for hours of tutoring and study at your own phase!

Learn Finra Securities Industry Essentials (Sie) Training  eBooks & eLearning

Posted by at March 11, 2025
Learn Finra Securities Industry Essentials (Sie) Training

Learn Finra Securities Industry Essentials (Sie) Training
Published 3/2025
MP4 | Video: h264, 1920x1080 | Audio: AAC, 44.1 KHz
Language: English | Size: 2.53 GB | Duration: 4h 12m

Unlock FINRA SIE: Understand Markets, Regulations, and Investments, Navigate Financial Industry for Ultimate Success.