Securities Regulation

Innovation and the State: Finance, Regulation, and Justice eBooks & eLearning

Posted by roxul at June 24, 2021

Cristie Ford, "Innovation and the State: Finance, Regulation, and Justice"
English | ISBN: 1107037077 | 2017 | 368 pages | PDF | 4 MB

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Wall Street Policies Itself [Repost] eBooks & eLearning

Posted by Free butterfly at Dec. 5, 2017

Wall Street Policies Itself: How Securities Firms Manage the Legal Hazards of Competitive Pressures by David McCaffrey
English | 1 Apr. 1998 | ISBN: 0195111877 | 220 Pages | PDF | 12 MB

Explains how the self-regulatory system for U.S. securities firms works within three tiers of supervision. Drawing upon prior work on securities regulation in the areas of economics, law, and management, this book will greatly interest professionals in the securities industry.

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Undue Influence: How the Wall Street Elite Puts the Financial System at Risk eBooks & eLearning

Posted by insetes at Jan. 14, 2021

Undue Influence: How the Wall Street Elite Puts the Financial System at Risk By Charles R. Geisst
2004 | 332 Pages | ISBN: 0471656631 | PDF | 6 MB

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Regulation A+: How the Jobs Act Creates Opportunities for Entrepreneurs and Investors (repost) eBooks & eLearning

Posted by hill0 at Feb. 4, 2019

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European Financial Regulation - MiFID II eBooks & eLearning

Posted by TiranaDok at Sept. 27, 2022

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Financial System Stability, Regulation, and Financial Inclusion (repost) eBooks & eLearning

Posted by arundhati at Oct. 1, 2015

ADB Institute, "Financial System Stability, Regulation, and Financial Inclusion"
English | ISBN: 4431552537 | 2015 | 122 pages | PDF | 5 MB

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Operational Risk Toward Basel III: Best Practices and Issues in Modeling, Management, and Regulation (repost) eBooks & eLearning

Posted by interes at Aug. 14, 2013

Greg N. Gregoriou, "Operational Risk Toward Basel III: Best Practices and Issues in Modeling, Management, and Regulation"
English | 2009 | ISBN: 047039014X | 497 pages | PDF | 5,2 MB

This book consists of chapters by contributors (well–known professors, practitioners, and consultants from large and well respected money management firms within this area) offering the latest research in the OpRisk area. The chapters highlight how operational risk helps firms survive and prosper by givingreaders the latest, cutting–edge techniques in OpRisk management.

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Operational Risk Toward Basel III: Best Practices and Issues in Modeling, Management, and Regulation (repost) eBooks & eLearning

Posted by interes at Nov. 28, 2019

Greg N. Gregoriou, "Operational Risk Toward Basel III: Best Practices and Issues in Modeling, Management, and Regulation"
English | 2009 | ISBN: 047039014X | 497 pages | PDF | 5,2 MB

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Operational Risk Toward Basel III: Best Practices and Issues in Modeling, Management, and Regulation eBooks & eLearning

Posted by tot167 at Sept. 16, 2009

Greg N. Gregoriou, "Operational Risk Toward Basel III: Best Practices and Issues in Modeling, Management, and Regulation"
Wiley | 2009 | ISBN: 047039014X | 497 pages | PDF | 4,6 MB

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Financial System Stability, Regulation, and Financial Inclusion eBooks & eLearning

Posted by arundhati at Dec. 13, 2019

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